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TMCNet:  SELF-REGULATORY ORGANIZATIONS - Immediate Effectiveness of Proposed Rule Changes

[November 08, 2012]

SELF-REGULATORY ORGANIZATIONS - Immediate Effectiveness of Proposed Rule Changes

Nov 08, 2012 (SECURITIES AND EXCHANGE COMMISSION RELEASE/ContentWorks via COMTEX) -- A proposed rule change (SR-NYSE-2012-61) filed by the New York Stock Exchange LLC to extend the temporary suspension of those aspects of Rules 36.20, 36.21, and 36.30 that would not permit Designated Market Makers and Floor brokers to use personal portable phone devices on the Trading Floor following the aftermath of Hurricane Sandy from November 5, 2012 until the earlier of when phone service is fully restored or Friday, November 9, 2012 has become effective. Publication is expected in the Federal Register during the week of November 12. (Rel. 34-68161) A proposed rule change (SR-NYSEMKT-2012-62) filed by NYSE MKT LLC to extend the temporary suspension of those aspects of Rules 36.20 - Equities, 36.21 - Equities, and 36.30 - Equities that would not permit Designated Market Makers and Floor brokers to use personal portable phone devices on the Trading Floor following the aftermath of Hurricane Sandy from November 5, 2012 until the earlier of when phone service is fully restored or Friday, November 9, 2012 has become effective. Publication is expected in the Federal Register during the week of November 12. (Rel. 34-68162) A proposed rule change filed by NYSE Arca, Inc. to increase the Options Regulatory Fee and to revise the circumstances under which NYSE Arca, Inc. will collect the Options Regulatory Fee (SR-NYSEArca-2012-118) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 12. (Rel. 34-68174) A proposed rule change (SR-NSX-2012-17) filed by the National Stock Exchange, Inc. to amend its fee and rebate schedule has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 12. (Rel. 34-68175) A proposed rule change (SR-C2-2012-037) filed by the C2 Options Exchange, Incorporated to amend the fees schedule has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 12. (Rel. 34-68176)


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